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FINRA Awards for Wayne Carl Hallquist

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0001708/18/2021Claimant(s): Elizabeth Silver, Jason Geisz, Raymond Biswanger, Robert Alati
Claimant Lawyers(s): David M. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Wayne Carl Hallquist, Timothy Guerriero
Hearing Site: Detroit, MI
15-0163606/06/2016Claimant(s): Michael Vogel
Claimant Lawyers(s): Kristina Araya
Respondent(s): Carol Brouwer, Jim Brouwer
Respondent Lawyers(s): Jim Brouwer
Arbitrator(s): Benjamin A. Kerner, Lee Hornberger, Wayne Carl Hallquist
Hearing Site: Detroit, MI
Expungement
13-0266610/02/2015Claimant(s): Jere Hansard
Claimant Lawyers(s): Robert J. Scafuri
Respondent(s): Oppenheimer & Co.., Terance Bertrand
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Edward M. Olson, Seth H. Barsky, Wayne Carl Hallquist
Hearing Site: Detroit, MI
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