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FINRA Awards for William C. Kubicz

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0017510/23/2018Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
08-0061208/05/2010Claimant(s): Donald Russsell, Donald W. Russell Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Edward M. Olson, William C. Kubicz, Benjamin A. Kerner
Hearing Site: Detroit, MI
Checkmark Icon$243,000
08-0460411/06/2009Claimant(s): Charlotte Lucas, Charlotte Lucas Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Mary Mada, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): Mary Philomena Mada, Stuart G. Burchard
Arbitrator(s): William C. Kubicz, Patrick R. Sughroue, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$427,042
07-0071205/15/2009Claimant(s): C.A.S.E. Credit Union
Claimant Lawyers(s): Samuel Benton Edwards
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Jeffry M. Bauer, William C. Kubicz, Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$1,028,440
04-0580907/18/2008Claimant(s): Town Plaza II Investments Ltd., Ely Tama and Andrea Tama
Claimant Lawyers(s): David M. Black
Respondent(s): Cantone Research Inc.
Respondent Lawyers(s): Walter L. Baumgardner
Arbitrator(s): William C. Kubicz, Harold Hood, Peter J. Henning
Hearing Site: Detroit, MI
Checkmark IconDuplicated Award

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