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FINRA Awards for Brian Witus

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0088608/07/2013Claimant(s): Bryan Schon
Claimant Lawyers(s): Brian Witus
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, John F. Burns
Hearing Site: Detroit, MI
09-0562604/02/2012Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
Checkmark Icon$50,000
10-0076111/01/2010Claimant(s): Keith Brodkorb
Claimant Lawyers(s): Meghan W. Cassidy
Respondent(s): Joseph Kelly, Prudential Securities
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Robert J. Scafuri, James L. Karpen, Ann W. Hartmann
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0071205/15/2009Claimant(s): C.A.S.E. Credit Union
Claimant Lawyers(s): Samuel Benton Edwards
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Jeffry M. Bauer, William C. Kubicz, Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$1,028,440
05-0611302/11/2009Claimant(s): Ruth Slechta, Libor Slechta Trust UA DTD 3/25/96
Claimant Lawyers(s): Sandra J. Budnick
Respondent(s): Wachovia Securities, Dennis Yetter, Prudential Equity Group, Yetter & Yetter Investment Group
Respondent Lawyers(s): Brian Witus, Demian J. Betz
Arbitrator(s): Nancy R. Papo, John P. Gouttiere, Paul Sislin
Hearing Site: Detroit, MI
Checkmark Icon$375

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