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FINRA Awards for Joseph Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0080508/03/2020Claimant(s): John Prymak
Claimant Lawyers(s): John Prymak
Respondent(s): Joseph Kelly, Spartan Capital Securities
Respondent Lawyers(s): Joseph Kelly, Kim Monchik
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
Checkmark Icon$0
10-0076111/01/2010Claimant(s): Keith Brodkorb
Claimant Lawyers(s): Meghan W. Cassidy
Respondent(s): Joseph Kelly, Prudential Securities
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Robert J. Scafuri, James L. Karpen, Ann W. Hartmann
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0506504/13/2010Claimant(s): Joseph Kelly, May Kelly
Claimant Lawyers(s): Joseph Kelly
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric Glassman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
Checkmark Icon$213

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