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FINRA Awards for Eric Glassman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0699707/22/2010Claimant(s): Paul L. Mechetti, IRA, Paul L. & Arlene A. Mechetti Fam. Tr.
Claimant Lawyers(s): Paul L. Mechetti
Respondent(s): Jennifer Johnston, Banc of America Investment Services Inc.
Respondent Lawyers(s): Eric Glassman
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
Checkmark Icon$5,713
09-0506504/13/2010Claimant(s): Joseph Kelly, May Kelly
Claimant Lawyers(s): Joseph Kelly
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric Glassman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
Checkmark Icon$213

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