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FINRA Awards for Joseph R. Papo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0035212/29/2015Claimant(s): Intervest International Equities Corpora
Claimant Lawyers(s): Thomas E. Hayes
Respondent(s): Anthony Manaia
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Joseph R. Papo, Tracy L. Allen, Martin I. Reisig
Hearing Site: Detroit, MI
11-0088608/07/2013Claimant(s): Bryan Schon
Claimant Lawyers(s): Brian Witus
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, John F. Burns
Hearing Site: Detroit, MI
10-0089402/28/2012Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, Jhs Capital Advisors., Pointe Capital
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Joseph R. Papo, Barry Goldman, Allen R. Telgenhof
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0403703/08/2011Claimant(s): Louis Bortolussi, Luanne Schafer, Nina Bortolussi
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Ameriprise Financial Services., William Bynum
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, Michael James Malone
Hearing Site: Detroit, MI
Checkmark Icon$30,000
07-0280103/22/2010Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Edward M. Olson, Joseph R. Papo, Martin Brosnan
Hearing Site: Detroit, MI
Checkmark Icon$588,490

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