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FINRA Awards for Doris Bell Cogswell Morfit Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0206002/07/2014Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Doris Bell Cogswell Morfit Trust
Respondent Lawyers(s): Alan C. Friedberg
Arbitrator(s): Arthur E. Otten, Dominic Alecci, Martha Jeanne Wilcoxson
Hearing Site: Denver, CO
Expungement

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