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FINRA Awards for Mid Atlantic Capital Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0281407/26/2022Claimant(s): Mid Atlantic Capital Corporation
Claimant Lawyers(s): Erin Timmerman
Respondent(s): Craig Hayward
Respondent Lawyers(s): Giovanni M. Ruscitti
Arbitrator(s): Donald N. Tolin, Martha Jeanne Wilcoxson, Richard Djokic
Hearing Site: Denver, CO
19-0215209/30/2021Claimant(s): David M. Bush and Lesly S. Bush
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark Icon$240,562
16-0351508/29/2017Claimant(s): Laurie Seeman, Michael Cadoo, Michael Cadoo IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): David Down, James Lunsford, Jeanine Devine, Sarah Fong, Timothy Brown, Mid Atlantic Capital Corporation
Respondent Lawyers(s): James B. Lunsford, John W. Stenson
Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, John Burritt McArthur
Hearing Site: San Francisco, CA
Checkmark IconExpungement
15-0033312/13/2016Claimant(s): Beverly Bien, David Wellman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Erin N. Fischer
Arbitrator(s): Thaddeus J. Tecza, Mari C. Bush, Jo-Marie Lisa
Hearing Site: Denver, CO
Checkmark Icon$922,470
13-0374005/19/2016Claimant(s): Thomas Krajewski
Claimant Lawyers(s): Howard Cohen
Respondent(s): Timothy Dembski, Walter Grenda, Mid Atlantic Capital Corporation
Respondent Lawyers(s): Eric Soehnlein, Erin N. Fischer, Joseph G. Makowski
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Michael Edward Rourke
Hearing Site: Buffalo, NY
Checkmark Icon$0

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