| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jason Snyder
Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen
Hearing Site: Syracuse, NY
| | |
| 20-00040 | 12/10/2020 | Claimant(s): Kenneth Arellano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas E. Webb
Hearing Site: Buffalo, NY
| | |
| 16-03454 | 04/25/2019 | Claimant(s): James Fitzpatrick, Sandra Fitzpatrick, The Fitzpatrick Family Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): AXA Advisors
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Thomas E. Webb, Krista Gottlieb
Hearing Site: Buffalo, NY
|  | $3,181,830 |
| 15-00585 | 11/02/2017 | Claimant(s): Elizabeth Jachles
Claimant Lawyers(s): Jason J. Kane
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Krista Gottlieb
Hearing Site: Buffalo, NY
| | $461,390 |
| 13-03740 | 05/19/2016 | Claimant(s): Thomas Krajewski
Claimant Lawyers(s): Howard Cohen
Respondent(s): Timothy Dembski, Walter Grenda, Mid Atlantic Capital Corporation
Respondent Lawyers(s): Eric Soehnlein, Erin N. Fischer, Joseph G. Makowski
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Michael Edward Rourke
Hearing Site: Buffalo, NY
| | $0 |
