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FINRA Awards for The Fitzpatrick Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0345404/25/2019Claimant(s): James Fitzpatrick, Sandra Fitzpatrick, The Fitzpatrick Family Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): AXA Advisors
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Thomas E. Webb, Krista Gottlieb
Hearing Site: Buffalo, NY
Checkmark Icon$3,181,830

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