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FINRA Awards for American Portfolios Financial Services

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0094009/17/2019Claimant(s): Andrew Corrigan
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
17-0141404/13/2018Claimant(s): Estate Of Addie Belle Jones
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services
Respondent Lawyers(s): Mitchell H. Cobert
Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler
Hearing Site: Baltimore, MD
Checkmark Icon$0
15-0058511/02/2017Claimant(s): Elizabeth Jachles
Claimant Lawyers(s): Jason J. Kane
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Krista Gottlieb
Hearing Site: Buffalo, NY
Checkmark Icon$461,390
12-0418503/06/2014Claimant(s): Nicholas Methven
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): W. William Harness, John D. Mattingly, Wallace T. Tanksley
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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