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FINRA Awards for Norman B. Arnoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0141404/13/2018Claimant(s): Estate Of Addie Belle Jones
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services
Respondent Lawyers(s): Mitchell H. Cobert
Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler
Hearing Site: Baltimore, MD
Checkmark Icon$0
05-0624903/09/2009Claimant(s): Kathy Turner, Estate of Olivia Frase
Claimant Lawyers(s): Kathy Turner
Respondent(s): John Carlson, John Turner, R. Wood, J.W. Cole Financial., Jonathan Roberts Financial Group.
Respondent Lawyers(s): Clifford J. Hunt, Norman B. Arnoff
Arbitrator(s): Sarah G. Anderson, William H. Malloy, Robert A. Ames
Hearing Site: Charlotte, NC
Checkmark IconExpungement
08-0009302/06/2009Claimant(s): Joseph Rosio
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Joseph Allgor
Arbitrator(s): Edward L. Levine, Robert M. Berman, Thomas Anthony Brady
Hearing Site: Newark, NJ
06-0332307/14/2008Claimant(s): Geoffrey Minte
Claimant Lawyers(s): Michael Huberman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Norman B. Arnoff
Arbitrator(s): Barton B. Skeen, Deborah B. Haskell, Darman A. Wing
Hearing Site: Augusta, ME
Checkmark Icon$0
07-0056708/20/2007Claimant(s): Quinn R. and Ann D. Owen JTWROS
Claimant Lawyers(s): Quinn R. Owen
Respondent(s): Brian Sanders, Christopher Atteo, Clayton Sontag
Respondent Lawyers(s): Christopher B. Atteo, Norman B. Arnoff
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
Checkmark IconExpungement

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