| 13-01595 | 03/27/2015 | Claimant(s): Fred Hager, Pat Hager
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, Anthony Faustini, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner
Respondent Lawyers(s): Michael G. Shannon, Trae D. Meyr
Arbitrator(s): Sarah G. Anderson, John D. Mattingly, Dana Tait Sandlin
Hearing Site: Columbia, SC
|  | Expungement |
| 12-01645 | 07/29/2013 | Claimant(s): Charles Lowe
Claimant Lawyers(s): David W. Miller
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Sarah G. Anderson, Ronnie Edward Nichols, John G. Shamp
Hearing Site: Columbia, SC
| | Expungement |
| 05-06249 | 03/09/2009 | Claimant(s): Kathy Turner, Estate of Olivia Frase
Claimant Lawyers(s): Kathy Turner
Respondent(s): John Carlson, John Turner, R. Wood, J.W. Cole Financial., Jonathan Roberts Financial Group.
Respondent Lawyers(s): Clifford J. Hunt, Norman B. Arnoff
Arbitrator(s): Sarah G. Anderson, William H. Malloy, Robert A. Ames
Hearing Site: Charlotte, NC
| | Expungement |
| 08-00249 | 12/16/2008 | Claimant(s): William Goldstein, M.D.
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Emmett A. Larkin Company.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Victor F. Alvarez, Sarah G. Anderson, James C. Hoover
Hearing Site: Columbia, SC
| | $39,468 |
