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FINRA Awards for Clayton Sontag

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0058905/17/2019Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0056708/20/2007Claimant(s): Quinn R. and Ann D. Owen JTWROS
Claimant Lawyers(s): Quinn R. Owen
Respondent(s): Brian Sanders, Christopher Atteo, Clayton Sontag
Respondent Lawyers(s): Christopher B. Atteo, Norman B. Arnoff
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
Checkmark IconExpungement

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