| 20-03575 | 02/18/2022 | Claimant(s): Michael Goldstein
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Michael Tate, Nikolai Papa, Securian Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sarah Jane Militello, Robert James Favole, Michael Zatkin
Hearing Site: San Francisco, CA
|  | Expungement |
| 19-02152 | 09/30/2021 | Claimant(s): David M. Bush and Lesly S. Bush
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole
Hearing Site: San Francisco, CA
| | $240,562 |
| 20-02209 | 08/31/2021 | Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
| | Expungement |
| 16-00589 | 05/17/2019 | Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
| | $0 |
| 14-02515 | 01/27/2017 | Claimant(s): Lyn Freeman, Lyn A Freeman Revocable Trust U/A11/5/12
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Jonathan Lee, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): David Wakukawa, Edward Zusman
Arbitrator(s): Jonathan H. Krotinger, Urs Laeuchli, Robert James Favole
Hearing Site: San Francisco, CA
| | Expungement |
