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FINRA Awards for Gary Kostow

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0020210/26/2023Claimant(s): Salah Uddin
Claimant Lawyers(s): Salah Uddin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Harris L. Kay
Arbitrator(s): Michael C. Anigbogu, Shawn Ridgell, Gary Kostow
Hearing Site: San Francisco, CA
Checkmark Icon$0
19-0215209/30/2021Claimant(s): David M. Bush and Lesly S. Bush
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark Icon$240,562
19-0081603/15/2021Claimant(s): Reuben J Donig Atny At Law Sal Def Plan
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Jon H. Sylvester, Gary Kostow, Carol Marshall
Hearing Site: San Francisco, CA
Checkmark Icon$0
19-0023312/19/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Thomas Herber
Respondent Lawyers(s): Thomas William Herber
Arbitrator(s): Gary Kostow
Hearing Site: San Francisco, CA
18-0207111/07/2019Claimant(s): Rivette Family Trusts
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Kathryn J. Toronto, Gary Kostow, Ranjani Mohana
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0188909/16/2015Claimant(s): Cliff Shum
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Philip Aaron Tymon, Homer L. Davis, Gary Kostow
Hearing Site: San Francisco, CA

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