Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02071 | 11/07/2019 | Claimant(s): Rivette Family Trusts Claimant Lawyers(s): Douglas W. Oldfield Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Kathryn J. Toronto, Gary Kostow, Ranjani Mohana Hearing Site: San Francisco, CA |  | $0 |
| 15-02267 | 03/21/2017 | Claimant(s): Barbara Morris, Barbara L. Morris Revocable Trust, Charles F. Morris, Jr. Irrevocable Trust Claimant Lawyers(s): Douglas W. Oldfield Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Ben Suter Arbitrator(s): John P. Wilson, Jonathan H. Krotinger, William J. Petzel Hearing Site: San Francisco, CA | | $500,375 |
| 06-04173 | 08/22/2007 | Claimant(s): John Mera Claimant Lawyers(s): Douglas W. Oldfield Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeffrey Silverman Arbitrator(s): Ralph A. Cotton, Jonathan H. Krotinger, Osei J Adoma Hearing Site: San Francisco, CA |