| 19-00815 | 05/11/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 19-00233 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Thomas Herber
Respondent Lawyers(s): Thomas William Herber
Arbitrator(s): Gary Kostow
Hearing Site: San Francisco, CA
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| 19-01467 | 11/29/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Craig Micklich
Respondent Lawyers(s): Craig William Micklich
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
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| 19-01315 | 11/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Damion Smith
Respondent Lawyers(s): Damion Lenell Smith
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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| 19-00840 | 11/14/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Ruben Cavada
Respondent Lawyers(s): Ruben Cavada
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 18-03493 | 03/15/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Sait Saraci
Respondent Lawyers(s): Sait Alex Saraci
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
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| 17-01618 | 05/09/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Donavan Mayes, Gayle Bullock, William Bullock
Respondent Lawyers(s): Stephany D. McLaughlin, Timothy N Will
Arbitrator(s): Andrew M. Mintzer, Dorothy B. Strackbein, Owen Frances
Hearing Site: Los Angeles, CA
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| 17-02859 | 02/28/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Theodore Tadeusiak
Respondent Lawyers(s): Theodore James Tadeusiak
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 17-01784 | 11/09/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Hanieh Sadat Hendi
Respondent Lawyers(s): Hanieh Sadat Hendi
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
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| 16-01485 | 01/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N Will
Respondent(s): David McDonald
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
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