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FINRA Awards for MSSB FA Notes Holding LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0131511/18/2019Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Damion Smith
Respondent Lawyers(s): Damion Lenell Smith
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
17-0241901/26/2018Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Shannon McDougald
Respondent(s): Andrew Kalpakis
Respondent Lawyers(s): Andrew Kalpakis
Arbitrator(s): Sterling N. Frost
Hearing Site: Portland, OR

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