20-02856 | 03/23/2021 | Claimant(s): Brian McDowell Claimant Lawyers(s): Brian Sun Eagleheart McDowell Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski Hearing Site: Portland, OR
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19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
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19-02217 | 03/13/2020 | Claimant(s): Michael Myers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
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18-02065 | 04/23/2019 | Claimant(s): George Kane Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Larry T. Coady, James John Jurinski, Justin Kurt Kraemer Hearing Site: Portland, OR
| | Dismissed by Rule 12206/12504 |
17-01823 | 04/06/2018 | Claimant(s): Michael Clancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
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15-01784 | 05/19/2016 | Claimant(s): Mark Altstetter Claimant Lawyers(s): Mark H. Altstetter Respondent(s): Englebert Sarmiento, John Matthews Respondent Lawyers(s): Ian J. Frimet, Ronald S. Herzog Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
| | $38,428 |
14-01081 | 05/29/2015 | Claimant(s): Nicholas Glasby Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors LLC Respondent Lawyers(s): Michael Naccarato Arbitrator(s): James John Jurinski Hearing Site: Boise, ID
| | Expungement |
13-03036 | 08/05/2014 | Claimant(s): Patrick Sandru Claimant Lawyers(s): Patrick J. Sandru Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): James John Jurinski Hearing Site: Boise, ID
| | $0 |
12-03328 | 05/12/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Mark Hines Respondent Lawyers(s): Jonathan Polland Arbitrator(s): Laurie E. Law, James John Jurinski, Richard Frederick Church Hearing Site: Portland, OR
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13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Phillip G. Eckenrode Respondent(s): Wells Fargo Advisors, Kimberly Perreira Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski Hearing Site: Portland, OR
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