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FINRA Awards for Martha Caldwell

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0350606/30/2020Claimant(s): Martha Caldwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR

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