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FINRA Awards for Larry T. Coady

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0206504/23/2019Claimant(s): George Kane
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Larry T. Coady, James John Jurinski, Justin Kurt Kraemer
Hearing Site: Portland, OR
Checkmark IconDismissed by Rule 12206/12504
17-0013512/19/2017Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs
Hearing Site: Boise, ID
Checkmark IconDismissed by Rule (12200/12201)
16-0059004/19/2017Claimant(s): Christopher Klinck, Edward Banning, Katherine Stevenson, Margaret Shea, R. Jenkins, Robert Jenkins, Stutts Farms., Estate of James Stutts, Edward M. Banning Revocable Trust dated, Katherine Stevenson Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Larry T. Coady, Gary L. Vezina, Val D. Hornstein
Hearing Site: Portland, OR
Checkmark Icon$504,946
15-0144609/06/2016Claimant(s): Jeffrey Tuttle, Victoria Tuttle, Jeffrey Tuttle IRA, Jill Ryan IRA, Stephen Ryan IRA, Victoria Tuttle FBO Victoria Tuttle IRA, Robert E and Doreen L Ryan Family Trust
Claimant Lawyers(s): Robert S. Banks
Respondent(s): James Millegan, J.W. Millegan.
Respondent Lawyers(s): Jeanne K. Sinnott
Arbitrator(s): William J. Chambers, Larry T. Coady, Christopher Harding Kent
Hearing Site: Portland, OR
Checkmark Icon$443,000
12-0352502/26/2015Claimant(s): Beatrice Dohrn, Jennifer Middleton
Claimant Lawyers(s): Leslie Akins
Respondent(s): Michael Myers, SII Investments.
Respondent Lawyers(s): Ryan D. Harvey
Arbitrator(s): Martin Jonathan Barrack, Larry T. Coady, William H. King
Hearing Site: Portland, OR
Checkmark IconExpungement
13-0154103/14/2014Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Phillip G. Eckenrode
Respondent(s): Wells Fargo Advisors, Kimberly Perreira
Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich
Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski
Hearing Site: Portland, OR
10-0268305/08/2012Claimant(s): Claire Goldsmith, Claire F Goldsmith Living Trust
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Gary Vanden Busch, Sagepoint Financial.
Respondent Lawyers(s): Gary William Vanden Busch, Usman S. Mohammed
Arbitrator(s): Justine Fischer, Larry T. Coady, James H Ruff
Hearing Site: Portland, OR
Checkmark Icon$123,214

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