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FINRA Awards for David Harris

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0285505/30/2019Claimant(s): Donald L. and Beverly C. Hamill
Claimant Lawyers(s): Donald Hamill
Respondent(s): David Harris, Doris Burr, Gregory Shea, Harry Peters, Joseph Hooper, Justin Burr, Kevin Cline, Robert Burr, Russell Newton, Stephen Larkin, Blue Ridge Group., Source Capital Group.
Respondent Lawyers(s): Company President, David Webster Harris, David Harris, Doris R. Burr, Harry Peters, Michael A. Valenti, Russell William Newton, Stephen Carl Larkin, Travis Creed
Arbitrator(s): Michael S. Matek, Mark S. Foster, Michael D. Fitzgerald
Hearing Site: Omaha, NE
Checkmark Icon$0
16-0297403/29/2018Claimant(s): Dolores Prohaska, Edward Prohaska
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): David Harris, Kevin Cline, Source Capital Group.
Respondent Lawyers(s): David W. Harris, David Harris, Travis Creed
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Susan H. Schleisner
Hearing Site: Milwaukee, WI
Checkmark Icon$300,000
16-0146206/27/2017Claimant(s): Daniel Schaefer
Claimant Lawyers(s): Daniel Schaefer
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Michael J. Meeusen, John W. Eichleay, Vincent S. Mezinko
Hearing Site: Columbus, OH
Checkmark Icon$0
16-0059004/19/2017Claimant(s): Christopher Klinck, Edward Banning, Katherine Stevenson, Margaret Shea, R. Jenkins, Robert Jenkins, Stutts Farms., Estate of James Stutts, Edward M. Banning Revocable Trust dated, Katherine Stevenson Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Larry T. Coady, Gary L. Vezina, Val D. Hornstein
Hearing Site: Portland, OR
Checkmark Icon$504,946

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