| 19-02917 | 02/22/2021 | Claimant(s): Sarah Ihrie
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Interactive Brokers LLC, Vita Intellectus
Respondent Lawyers(s): David Luger, Joshua Label
Arbitrator(s): G. E. Craig Doupe, John M. Casey, David E. Crowe
Hearing Site: Seattle, WA
|  | $639,000 |
| 19-02719 | 01/22/2020 | Claimant(s): Ryan Carlson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Richard Brown
Respondent Lawyers(s): Richard Lyndon Brown
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $70,570 |
| 18-02138 | 06/10/2019 | Claimant(s): Esther Ackermann, Pauline Ackermann
Claimant Lawyers(s): Robert Gonser
Respondent(s): Ken Carter, RBC Capital Markets LLC
Respondent Lawyers(s): Donald Davidson, Trent M. Latta
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, G. E. Craig Doupe
Hearing Site: Seattle, WA
| | Expungement |
| 17-02001 | 12/28/2018 | Claimant(s): Sarah Carlson
Claimant Lawyers(s): David John Freniere
Respondent(s): Todd Koyama
Respondent Lawyers(s): Jeremy Hyndman
Arbitrator(s): John A. Bender, G. E. Craig Doupe, Charles Scott McClellan
Hearing Site: Seattle, WA
| | |
| 17-02555 | 04/19/2018 | Claimant(s): Catherine Duvic, Donald Guinee, Isabel Bannon, Laura Sporl-Currens
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $42,093 |
| 17-00135 | 12/19/2017 | Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs
Hearing Site: Boise, ID
| | Dismissed by Rule (12200/12201) |
| 15-01288 | 06/13/2016 | Claimant(s): Geraldine James, James Living Trust
Claimant Lawyers(s): David M. Gaba, Patricia L. Vannoy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Robert M. Stein, G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $78,341 |
| 13-00154 | 08/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David Lee
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. E. Craig Doupe, Frederick B. Mueller, Peter R. Day
Hearing Site: Seattle, WA
| | |
| 13-01921 | 12/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Peter Yao
Respondent Lawyers(s): Peter Yao
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | |
| 13-00182 | 10/28/2013 | Claimant(s): Bradley Shull, Kathryn Shull
Claimant Lawyers(s): Bradley Shull
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $0 |
