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FINRA Awards for Mark C. Santi

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0389603/22/2022Claimant(s): Richard Dunstan, Perma-Chink Systems., Richard Dunstan Contributory IRA, Richard Dunstan Roth Conversion IRA
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Katherine Hendricks, Jonathan Sprouffske, Martin Kehoe
Hearing Site: Seattle, WA
Checkmark Icon$0
19-0291702/22/2021Claimant(s): Sarah Ihrie
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Interactive Brokers LLC, Vita Intellectus
Respondent Lawyers(s): David Luger, Joshua Label
Arbitrator(s): G. E. Craig Doupe, John M. Casey, David E. Crowe
Hearing Site: Seattle, WA
Checkmark Icon$639,000

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