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FINRA Awards for Richard Dunstan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0389603/22/2022Claimant(s): Richard Dunstan, Perma-Chink Systems., Richard Dunstan Contributory IRA, Richard Dunstan Roth Conversion IRA
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Katherine Hendricks, Jonathan Sprouffske, Martin Kehoe
Hearing Site: Seattle, WA
Checkmark Icon$0
19-0369409/14/2020Claimant(s): Paul Ewing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): Richard Dunstan
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Kansas City, MO

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