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FINRA Awards for Paul Ewing

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0369409/14/2020Claimant(s): Paul Ewing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): Richard Dunstan
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Kansas City, MO
19-0369308/31/2020Claimant(s): Paul Ewing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael S. Matek
Hearing Site: Kansas City, MO
17-0084208/22/2018Claimant(s): Tafney Snowden, I.R.A., Tafney Snowden and William E. Coen
Claimant Lawyers(s): William E. Coen
Respondent(s): Bernard Breton, Brett Harrison, David Martin, Gerald Harvey, Paul Ewing, Cetera Advisors LLC
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Mark S. Foster, Leonard Arthur Nelson, Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
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