Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03121 | 06/10/2021 | Claimant(s): Marianne Smith Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT | ||
| 20-02335 | 03/03/2021 | Claimant(s): Bernard Breton Claimant Lawyers(s): Michael Nagy Respondent(s): Cetera Advisors Respondent Lawyers(s): David Feldstein Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 17-00842 | 08/22/2018 | Claimant(s): Tafney Snowden, I.R.A., Tafney Snowden and William E. Coen Claimant Lawyers(s): William E. Coen Respondent(s): Bernard Breton, Brett Harrison, David Martin, Gerald Harvey, Paul Ewing, Cetera Advisors LLC Respondent Lawyers(s): John W. Shaw Arbitrator(s): Mark S. Foster, Leonard Arthur Nelson, Lynn Hirschfeld Brahin Hearing Site: Kansas City, MO |  | Expungement |