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FINRA Awards for Peter Yao

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0192112/05/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Peter Yao
Respondent Lawyers(s): Peter Yao
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA

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