Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01872 | 10/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Trent M. Latta Respondent(s): John Baron Respondent Lawyers(s): John Antonio Baron Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 18-02138 | 06/10/2019 | Claimant(s): Esther Ackermann, Pauline Ackermann Claimant Lawyers(s): Robert Gonser Respondent(s): Ken Carter, RBC Capital Markets LLC Respondent Lawyers(s): Donald Davidson, Trent M. Latta Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, G. E. Craig Doupe Hearing Site: Seattle, WA |  | Expungement |
| 17-02488 | 05/21/2018 | Claimant(s): Mark Seto Claimant Lawyers(s): Trent M. Latta Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman Hearing Site: Seattle, WA |