Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00150 | 12/19/2019 | Claimant(s): Joseph Long, Joseph Duane Long IRA, PTC Cust IRA FBO Joseph Duane Long, PTC Cust IRA FBO Peggy Long, Joseph Duane Long and Peggy Long JJTEN Claimant Lawyers(s): David M. Gaba Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Barbara Black, James Howell Garrison, William Finley Hamel Hearing Site: Charlotte, NC |  | $550,398 |
| 15-01288 | 06/13/2016 | Claimant(s): Geraldine James, James Living Trust Claimant Lawyers(s): David M. Gaba, Patricia L. Vannoy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Robert M. Stein, G. E. Craig Doupe Hearing Site: Seattle, WA | | $78,341 |