Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00150 | 12/19/2019 | Claimant(s): Joseph Long, Joseph Duane Long IRA, PTC Cust IRA FBO Joseph Duane Long, PTC Cust IRA FBO Peggy Long, Joseph Duane Long and Peggy Long JJTEN Claimant Lawyers(s): David M. Gaba Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Barbara Black, James Howell Garrison, William Finley Hamel Hearing Site: Charlotte, NC |  | $550,398 |
| 06-04283 | 10/30/2008 | Claimant(s): Joseph Kernke, Blanche I. Kernke Amend R & R Trust, Joseph C. Kernke Sr. Family Trust, Kenneth V. Kernke Amend. Trust Claimant Lawyers(s): Jerry L. Colclazier, Joseph Long Respondent(s): Jeffrey Kernke Respondent Lawyers(s): Joseph H. Bocock Arbitrator(s): Steven J. Balaban, Jan Preece Gaddis, Vicki J. Limas Hearing Site: Oklahoma City, OK | | $23,500 |