| 13-03324 | 12/19/2014 | Claimant(s): James Rowe
Claimant Lawyers(s): James M. Chaney
Respondent(s): Michael Heaton, Paul Raisig, Robert Savage, Leonard Securities, Raisig & Connolly
Respondent Lawyers(s): Joe M. Hampton, Paul Arthur Raisig
Arbitrator(s): Jan Preece Gaddis, Philip I. McConnell, Rowland Denman
Hearing Site: Oklahoma City, OK
|  | $200,000 |
| 09-02191 | 03/28/2012 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Jan Preece Gaddis, Billy H. Ware, Charles W. Adams
Hearing Site: Oklahoma City, OK
| | |
| 10-03414 | 10/31/2011 | Claimant(s): Jack McClure, Phyllis McClure, Jack McClure Jr., Individual Retirement, Phyllis D. McClure IRA
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jan Preece Gaddis, Wilburta Ann Willey, Vicki J. Limas
Hearing Site: Oklahoma City, OK
| | $57,335 |
| 05-00698 | 09/02/2011 | Claimant(s): John Vance, Kent Blair, Lenard Briscoe, Richard Reynolds, Ronald Clough, Steve Sanders, Blair Minerals Ltd., Crandall & Sanders., Craig and Rae Blair, Tim and Cheri Blair, Richard Reynolds Living Trust
Claimant Lawyers(s): Joseph H. Bocock, Mark K. Stonecipher
Respondent(s): Marsha Schubert
Respondent Lawyers(s): Marsha K. Schubert
Arbitrator(s): Jan Preece Gaddis, Cleve W. Powell, David Keith Lesher
Hearing Site: Oklahoma City, OK
| | $867,000 |
| 08-03866 | 04/09/2010 | Claimant(s): Bruce Means
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan
Arbitrator(s): Preston A. Trimble, Jan Preece Gaddis, David G. Ritchie
Hearing Site: Oklahoma City, OK
| | $0 |
| 08-05005 | 03/17/2010 | Claimant(s): Fagan Miller
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jan Preece Gaddis, Robert Steven Haught, David A. Laughlin
Hearing Site: Oklahoma City, OK
| | $14,377 |
| 08-00956 | 04/13/2009 | Claimant(s): Elyse Masterson, Robert Masterson, Masterson Family, Blake Dillion Masterson, CUS, James Brody Masterson
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Azmi "Andy" Fakhoury, Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Donald M. Lehman, Preston A. Trimble, Jan Preece Gaddis
Hearing Site: Oklahoma City, OK
| | $89,338 |
| 06-04283 | 10/30/2008 | Claimant(s): Joseph Kernke, Blanche I. Kernke Amend R & R Trust, Joseph C. Kernke Sr. Family Trust, Kenneth V. Kernke Amend. Trust
Claimant Lawyers(s): Jerry L. Colclazier, Joseph Long
Respondent(s): Jeffrey Kernke
Respondent Lawyers(s): Joseph H. Bocock
Arbitrator(s): Steven J. Balaban, Jan Preece Gaddis, Vicki J. Limas
Hearing Site: Oklahoma City, OK
| | $23,500 |
