16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth Claimant Lawyers(s): Robert L. Gonser Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson Hearing Site: Wichita, KS
| | Expungement |
13-03324 | 12/19/2014 | Claimant(s): James Rowe Claimant Lawyers(s): James M. Chaney Respondent(s): Michael Heaton, Paul Raisig, Robert Savage, Leonard Securities, Raisig & Connolly Respondent Lawyers(s): Joe M. Hampton, Paul Arthur Raisig Arbitrator(s): Jan Preece Gaddis, Philip I. McConnell, Rowland Denman Hearing Site: Oklahoma City, OK
| | $200,000 |
12-00177 | 03/06/2013 | Claimant(s): Charles Caughern, IRA FBO Charles D. Caughern Claimant Lawyers(s): Wayne M. Whitaker Respondent(s): Lavon Williams Respondent Lawyers(s): Charles B. Goodwin Arbitrator(s): Robert Steven Haught, Rowland Denman, G. Maynard Green Hearing Site: Oklahoma City, OK
| | $0 |
09-00360 | 04/28/2010 | Claimant(s): Harold Johnson and Mary Johnson, JTW ROS Claimant Lawyers(s): Terry D. Kordeliski Respondent(s): A.G. Edwards & Sons., Thomas Avant Respondent Lawyers(s): Timothy J. Bomhoff Arbitrator(s): Robert D. Garrett, Rowland Denman, John Burke Garrett Hearing Site: Oklahoma City, OK
| | Improvement on Annuity Benefit was granted |