| 10-04271 | 06/15/2012 | Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA
| | |
| 09-00360 | 04/28/2010 | Claimant(s): Harold Johnson and Mary Johnson, JTW ROS
Claimant Lawyers(s): Terry D. Kordeliski
Respondent(s): A.G. Edwards & Sons., Thomas Avant
Respondent Lawyers(s): Timothy J. Bomhoff
Arbitrator(s): Robert D. Garrett, Rowland Denman, John Burke Garrett
Hearing Site: Oklahoma City, OK
|  | Improvement on Annuity Benefit was granted |
| 08-02325 | 10/22/2009 | Claimant(s): Pamela Whitney
Claimant Lawyers(s): Steven M. Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Estate of Mary Whitney, Estate of Suzanne Whitney
Respondent Lawyers(s): Steven M. Harris, Tara A. LaClair
Arbitrator(s): Robert D. Garrett, Billy H. Ware, G. Maynard Green
Hearing Site: Oklahoma City, OK
| | $0 |
