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FINRA Awards for Robert Steven Haught

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0161611/21/2023Claimant(s): Eric Chirinsky, Chirinsky Investments LLLP, The Eric Chirinsky Family Trust
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Juda Schechter, Mariner dba Mariner Wealth Advisors
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Robert Steven Haught
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
22-0283107/25/2023Claimant(s): Jorge Garrido
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga
Hearing Site: Boca Raton, FL
20-0045902/03/2022Claimant(s): Joel D. Zychick, Trustee of GST Trust, Trustee of QTIP Trust
Claimant Lawyers(s): Jeffrey Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Marsha Matson, Robert Steven Haught, Randy Atlas
Hearing Site: Boca Raton, FL
Checkmark Icon$1,875,640
21-0149912/06/2021Claimant(s): Mark Marandino
Claimant Lawyers(s): Eleanor M Samuels
Respondent(s): Manya Lowman
Respondent Lawyers(s): Manya Lowman
Arbitrator(s): Robert Steven Haught, Robert J Mayer, Joshua Byrne Spector
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
19-0143611/14/2019Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Kevin Johnson
Respondent Lawyers(s): Kevin L. Johnson
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
14-0077708/17/2015Claimant(s): Danny Brumble, Paula Brumble
Claimant Lawyers(s): Robert J. Carlson
Respondent(s): David Lyles, Merrill Lynch Pierce Fenner & Smith Inc., William Mulder
Respondent Lawyers(s): Janet K. DeCosta, Ronald D. Smith
Arbitrator(s): Phil E. Macy, Robert Steven Haught, Lawrence Franklin McAtee
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement
13-0285406/15/2015Claimant(s): James Thomas, Laurel Thomas
Claimant Lawyers(s): Matthew H. Griffith
Respondent(s): Bruce Smith, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Steven Haught, David A. Laughlin, John R. Storm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
12-0017703/06/2013Claimant(s): Charles Caughern, IRA FBO Charles D. Caughern
Claimant Lawyers(s): Wayne M. Whitaker
Respondent(s): Lavon Williams
Respondent Lawyers(s): Charles B. Goodwin
Arbitrator(s): Robert Steven Haught, Rowland Denman, G. Maynard Green
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
09-0575610/05/2010Claimant(s): Charlene Haddock
Claimant Lawyers(s): Jeffrey E. Taylor
Respondent(s): Wachovia Securities, Stacey Haddock, Prudential Securities.
Respondent Lawyers(s): Stacey Haddock, Stephanie Collett Sparks
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
Checkmark Icon$160,680
08-0500503/17/2010Claimant(s): Fagan Miller
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jan Preece Gaddis, Robert Steven Haught, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$14,377

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