Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00459 | 02/03/2022 | Claimant(s): Joel D. Zychick, Trustee of GST Trust, Trustee of QTIP Trust Claimant Lawyers(s): Jeffrey Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Marsha Matson, Robert Steven Haught, Randy Atlas Hearing Site: Boca Raton, FL |  | $1,875,640 |
| 20-01547 | 07/20/2021 | Claimant(s): Ameriprise Financial Services, American Enterprise Investment Services Claimant Lawyers(s): Edward A. Walton Respondent(s): Mariam Silverman, M Silverman Living Trust dated 12/5/18 Respondent Lawyers(s): Jeffrey Kaplan Arbitrator(s): David P. Slater, Richard J. Kaplan, Alessandra Piras Torrens Hearing Site: Boca Raton, FL | | $0 |
| 13-00086 | 08/05/2013 | Claimant(s): Jeffrey Kaplan Claimant Lawyers(s): Jeffrey W. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | | $1,700 |