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FINRA Awards for David A. Laughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0285406/15/2015Claimant(s): James Thomas, Laurel Thomas
Claimant Lawyers(s): Matthew H. Griffith
Respondent(s): Bruce Smith, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Steven Haught, David A. Laughlin, John R. Storm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
08-0500503/17/2010Claimant(s): Fagan Miller
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jan Preece Gaddis, Robert Steven Haught, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$14,377
07-0178207/10/2008Claimant(s): Harold Burdette
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Invest Financial Corporation, BancWest Investment Services., Putnam Retail Management Limited Part
Respondent Lawyers(s): Andrew J. Hachey, Ross A. Anderson
Arbitrator(s): Theron L. Vanlandingham, Cleve W. Powell, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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