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FINRA Awards for Andrew J. Hachey

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0178207/10/2008Claimant(s): Harold Burdette
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Invest Financial Corporation, BancWest Investment Services., Putnam Retail Management Limited Part
Respondent Lawyers(s): Andrew J. Hachey, Ross A. Anderson
Arbitrator(s): Theron L. Vanlandingham, Cleve W. Powell, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
05-0411302/22/2008Claimant(s): Steven and R. Alex Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Putnam Retail Management, LLP
Respondent Lawyers(s): Andrew J. Hachey
Arbitrator(s): Eric Spencer Buchanan
Hearing Site: Jackson, MS
Checkmark Icon$0

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