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FINRA Awards for Steven and R. Alex Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0411302/22/2008Claimant(s): Steven and R. Alex Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Putnam Retail Management, LLP
Respondent Lawyers(s): Andrew J. Hachey
Arbitrator(s): Eric Spencer Buchanan
Hearing Site: Jackson, MS
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