| 16-01883 | 09/08/2017 | Claimant(s): Ken Ridenour
Claimant Lawyers(s): Robert Nass-Worthington
Respondent(s): Dean Kennedy, William Stapleton, Texakoma Financial.
Respondent Lawyers(s): Barry F. Cannaday, Frank L. Broyles
Arbitrator(s): R. Lee Britton Jr., Mark C. Watler, Charles W. Adams
Hearing Site: Dallas, TX
|  | Expungement |
| 11-04373 | 03/31/2014 | Claimant(s): Ronnie Jiles
Claimant Lawyers(s): Jerry L. Colclazier
Respondent(s): James Long, Investment Centers of America.
Respondent Lawyers(s): Timothy J. Bomhoff
Arbitrator(s): G. Maynard Green, Charles W. Adams, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $571,522 |
| 09-02191 | 03/28/2012 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Jan Preece Gaddis, Billy H. Ware, Charles W. Adams
Hearing Site: Oklahoma City, OK
| | |
| 11-00699 | 01/11/2012 | Claimant(s): Arlene Halley
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): Vicki J. Limas, Pamela M. Roach, Charles W. Adams
Hearing Site: Oklahoma City, OK
| | Stipulated Award and Expungement |
