| 16-02585 | 12/12/2017 | Claimant(s): Debra Bitney, Debra Bitney Rev. Trust U/A DTD 3/1/11
Claimant Lawyers(s): John W. Stephens
Respondent(s): Morgan Stanley, Michael Louaillier, Morgan Stanley Wealth Management
Respondent Lawyers(s): Lesley Tepper, Thomas V. Dulcich
Arbitrator(s): Barbara M. Anscher, Peter Khalil, Philip Alan Johnson
Hearing Site: Portland, OR
|  | $170,362 |
| 13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Phillip G. Eckenrode
Respondent(s): Wells Fargo Advisors, Kimberly Perreira
Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich
Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski
Hearing Site: Portland, OR
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| 08-03444 | 09/23/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Bruce Trang, Morgan Stanley & Co.
Respondent Lawyers(s): Peter M. Vial, Thomas V. Dulcich
Arbitrator(s): Thomas D. Loftus, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA
| | |
| 08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation
Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer
Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher
Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich
Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
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