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FINRA Awards for Lesley Tepper

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0082912/26/2018Claimant(s): John Kettmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Lesley Tepper
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
16-0258512/12/2017Claimant(s): Debra Bitney, Debra Bitney Rev. Trust U/A DTD 3/1/11
Claimant Lawyers(s): John W. Stephens
Respondent(s): Morgan Stanley, Michael Louaillier, Morgan Stanley Wealth Management
Respondent Lawyers(s): Lesley Tepper, Thomas V. Dulcich
Arbitrator(s): Barbara M. Anscher, Peter Khalil, Philip Alan Johnson
Hearing Site: Portland, OR
Checkmark Icon$170,362

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