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FINRA Awards for Dale G. Higer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0246602/23/2016Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
Checkmark IconExpungement
12-0419012/03/2014Claimant(s): Elaine Kreda Revocable Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
07-0011702/15/2008Claimant(s): David Franck
Claimant Lawyers(s): Debra Hayes
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gretchen A. Agee
Arbitrator(s): Gary L. Vezina, James G. Harlan, Dale G. Higer
Hearing Site: Boise, ID
Checkmark Icon$264,485

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