| 08-01318 | 03/05/2010 | Claimant(s): Thelma Gainer
Claimant Lawyers(s): Thelma Gainer
Respondent(s): NYLife Securities LLC, Robert Koeller, Primevest Financial Services.
Respondent Lawyers(s): Harvey R. Herman, Kenneth L. Schmetterer
Arbitrator(s): Daniel Baruch Lidawer, Lawrence Tepper, Marilee Roberg
Hearing Site: Chicago, IL
|  | $0 |
| 08-00792 | 06/08/2009 | Claimant(s): John Ingels
Claimant Lawyers(s): John A. Dienner
Respondent(s): Margaret Adams, DWS Scudder Distributors.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John N. Chapin, Lawrence Tepper, Robert B. Schmidt
Hearing Site: Chicago, IL
| | |
| 08-00716 | 03/09/2009 | Claimant(s): Donal Demet, Mary Demet
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Robert W. Baird & Co. Incorporated, Richard Cudahy, Thomas Linn
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Lawrence Tepper, Donald E. Sorensen, Michael D. Kugler
Hearing Site: Milwaukee, WI
| | $5,000 |
| 07-01731 | 08/01/2008 | Claimant(s): David Savoy
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Leonard Sellers, Brewer Financial Services
Respondent Lawyers(s): Amie B. Trupke, James B. Koch
Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper
Hearing Site: Milwaukee, WI
| | $0 |
