Potomac Analytics' Logo

FINRA Awards for Donald E. Sorensen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0051104/16/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Paul Renard
Respondent Lawyers(s): Steve Ferris
Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen
Hearing Site: Milwaukee, WI
09-0024109/19/2011Claimant(s): Gerald Dassow, Gerald and Mary Dassow, Anthony Dassow Trust, Geral and Mary Dassow Trust, Michelle Dassow Trust, Thomas Dassow Trust, Timothy Dassow Trust
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Dan Camphausen, Advanced Equities Inc.
Respondent Lawyers(s): Douglas M. Ramsey, Paul J. Sussman
Arbitrator(s): Robert F. O'Keef, James P. O'Donnell, Donald E. Sorensen
Hearing Site: Milwaukee, WI
Checkmark Icon$180,000
08-0071603/09/2009Claimant(s): Donal Demet, Mary Demet
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Robert W. Baird & Co. Incorporated, Richard Cudahy, Thomas Linn
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Lawrence Tepper, Donald E. Sorensen, Michael D. Kugler
Hearing Site: Milwaukee, WI
Checkmark Icon$5,000

3 Results

Display: