11-02403 | 08/04/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Paul Westphal Respondent Lawyers(s): Michael H. Schaalman Arbitrator(s): Evonne A. Hurst, Donald V. Anderson, Charles Orlove Hearing Site: Milwaukee, WI
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13-00714 | 05/23/2014 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Nancy Hendrickson Respondent(s): Daniel Micha Respondent Lawyers(s): David J. Hase Arbitrator(s): Mark L Miller, Donald V. Anderson, Richard H. Porter Hearing Site: Milwaukee, WI
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12-00511 | 04/16/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Gerry Giurato Respondent(s): Paul Renard Respondent Lawyers(s): Steve Ferris Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen Hearing Site: Milwaukee, WI
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10-04762 | 04/20/2012 | Claimant(s): James Thom Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Scott Steinke, B. C. Ziegler And Company Respondent Lawyers(s): John A. Luburic Arbitrator(s): Alan E. Case, Donald V. Anderson, Fredric R. Dichter Hearing Site: Milwaukee, WI
| | $186,390 |
09-06155 | 01/14/2011 | Claimant(s): John A. Winter IRA, Margie M. Winter IRA, John A. Winter & Margie M. Winter, John A. Winter 401K Plan Claimant Lawyers(s): John Winter Respondent(s): Robert W. Baird & Co. Incorporated, Thomas Waldkirch Respondent Lawyers(s): Gregory G. Wille Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell Hearing Site: Milwaukee, WI
| | $0 |
10-00558 | 01/13/2011 | Claimant(s): Antoinette Guenther, Antoinette S. Guenther Revocable Trust Claimant Lawyers(s): Richard J. Gerace Respondent(s): Richard Schilffarth, RBC Capital Markets LLC, B. C. Ziegler and Company Respondent Lawyers(s): Carolyn Guy, Jonathan W. Hackbarth, Nancy L. Hendrickson Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell Hearing Site: Milwaukee, WI
| | $0 |
07-02363 | 12/03/2008 | Claimant(s): Robert Roulette, Sharon Roulette Claimant Lawyers(s): R. George Burnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Gordon B. Shneider, Donald V. Anderson, Mark A. Frankel Hearing Site: Milwaukee, WI
| | $25,840 |