Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-04033 | 01/30/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): David Thuli, Ellen Duhamel, Michael Shannon, Thomas Dornoff Respondent Lawyers(s): David J. Hase Arbitrator(s): Gerald J. Thain Hearing Site: Milwaukee, WI | ||
| 13-00714 | 05/23/2014 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Nancy Hendrickson Respondent(s): Daniel Micha Respondent Lawyers(s): David J. Hase Arbitrator(s): Mark L Miller, Donald V. Anderson, Richard H. Porter Hearing Site: Milwaukee, WI | ||
| 12-01242 | 06/05/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Walter Russell Respondent Lawyers(s): David J. Hase Arbitrator(s): Alex H. Keller Hearing Site: Columbus, OH | ||
| 11-03134 | 01/22/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): Lloyd Church Respondent Lawyers(s): David J. Hase Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Stephanie P. Lebhar Hearing Site: Phoenix, AZ | ||
| 10-04702 | 04/11/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Michael Sonnichsen Respondent Lawyers(s): David J. Hase Arbitrator(s): Herbert H. Neuer Hearing Site: Milwaukee, WI | ||
| 09-05778 | 08/20/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): David Waro Respondent Lawyers(s): David J. Hase Arbitrator(s): John E. Sundeen, P. J. Boylan, Leon Fox Hearing Site: Milwaukee, WI |