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FINRA Awards for Carolyn LaMar

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Displaying 10 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0012504/23/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James McEnerney
Respondent Lawyers(s): James L. McEnerney
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
14-0347904/22/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Nathan Zimmerman
Respondent Lawyers(s): Nathan Trent Zimmerman
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
13-0123607/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Thomas Hinano-Stearns
Respondent Lawyers(s): Thomas Brown Hinano-Stearns
Arbitrator(s): Michael J. Fish
Hearing Site: Honolulu, HI
13-0256007/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Derek D'alonzo
Respondent Lawyers(s): Derek Rudolf D'alonzo
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
13-0217212/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Mark McNew
Respondent Lawyers(s): Mark McNew
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
12-0427211/14/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Robert Noxon
Respondent Lawyers(s): Robert Noxon
Arbitrator(s): Jack W. Windt
Hearing Site: Tampa, FL
12-0375808/15/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): M. Will
Respondent Lawyers(s): William A. Settina
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
12-0375607/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
12-0417107/02/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): David Kuffner
Respondent Lawyers(s): David G. Kuffner
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Ft. Lauderdale, FL
10-0500106/23/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Kyle Hannah
Respondent Lawyers(s): Kyle Hannah
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX

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