Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00028 | 07/31/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Adam Pekor Respondent(s): Respondent Lawyers(s): Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | ||
| 15-00715 | 07/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): W. Sean Kelleher Hearing Site: Pittsburgh, PA | ||
| 13-02746 | 07/10/2014 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Jill Y. Coen Respondent(s): Matthew Staten Respondent Lawyers(s): Matthew Wade Staten Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | ||
| 12-03758 | 08/15/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): M. Will Respondent Lawyers(s): William A. Settina Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | ||
| 12-03995 | 07/26/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn Lamar Respondent(s): Danny Yarnell Respondent Lawyers(s): Danny Leroy Yarnell Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | ||
| 10-02953 | 12/16/2010 | Claimant(s): Donald Englehart Claimant Lawyers(s): Donald Joseph Englehart Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): W. Sean Kelleher Hearing Site: Cleveland, OH |  | $2,324 |
| 07-01310 | 10/30/2009 | Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Michael H. Gibson Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan Respondent Lawyers(s): Christopher S. Smith Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor Hearing Site: Charleston, WV | ||
| 07-01983 | 01/25/2008 | Claimant(s): Michael D. Meyers & Mary C. Meyers Claimant Lawyers(s): Michael D. Meyers Respondent(s): Ameriprise Advisor Services., Jay Wireman Respondent Lawyers(s): Donald P. Wray Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | | $16,929 |